The Complexity of Running a Geographic Region and Dealing with Multiple Regulators

As an EMEA Chief Compliance Officer, I have run regulatory risk compliance programmes over numerous jurisdictions and encountered varied regulatory e...

  • Dadmin
  • October 21, 2021
Extreme Regulatory Scrutiny And What To Do

In 2012, I was hired by Getco (the number one algo firm at the time), a firm serving as a market maker for both the buy and sell side of the market, ...

  • Dadmin
  • October 13, 2021

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