Governance Risk and Compliance (“GRC”) is pleased to announce the expansion of our comprehensive compliance support services into the evolving digital currency space.

We can help determine your unique risk areas and assess where we can provide necessary support to your digital currency programme. Whether you are an adviser looking to expand your investment strategy to include digital assets, or you are looking to participate in ICOs or build out a platform for trading cryptocurrency as a broker-dealer, it is wise to consider partnering with an established compliance team who can help you navigate imminent regulation and provide assistance from initial registration to regulatory examination.  We can:

Assist with FCA registration process:

  • Provide comprehensive support throughout the initial registration process
  • Assist with expansion of current registration

Review or development of:

  • Policies and procedure manuals
  • Supervisory structure
  • Training materials

Third-party due diligence

Evaluation (or development and implementation) of cyber and information security policies and procedures

Development or enhancement of Anti-Money Laundering (AML) policies and procedures:

  • Establish and implement policies and procedures that can be reasonably expected to detect and cause the reporting of suspicious transactions.
  • Establish and implement policies, procedures, and internal controls reasonably designed to achieve compliance with the Bank Secrecy Act and implementing regulations.
  • Perform annual (on a calendar-year basis) independent testing for compliance

Development and/or review of informational documents and contracts for client distribution

Marketing and advertising material review

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