Does the market expect too much from a Chief Compliance Officer ?
I would like to meet the Chief Compliance Officer who answers “no” to this question but, that said, let us look deeper…..You are a Complian...
I would like to meet the Chief Compliance Officer who answers “no” to this question but, that said, let us look deeper…..You are a Complian...
At the beginning of January 2019 market cap of crypto was about 200 million and in November it hit 3 trillion, colossal growth in a short period of t...
As an EMEA Chief Compliance Officer, I have run regulatory risk compliance programmes over numerous jurisdictions and encountered varied regulatory e...
In 2012, I was hired by Getco (the number one algo firm at the time), a firm serving as a market maker for both the buy and sell side of the market, ...
Do you have a Non-Executive Director (“NED”) on the board or are you thinking of appointing a NED?Some larger financial services organisation...
